Gary C. Bhojwani - May 11, 2021 Form 4 Insider Report for CNO Financial Group, Inc. (CNO)

Role
Chief Executive Officer, Director
Signature
Rachel J. Spehler, Attorney-in-Fact
Stock symbol
CNO
Transactions as of
May 11, 2021
Transactions value $
-$773,539
Form type
4
Date filed
5/13/2021, 05:47 PM
Next filing
Oct 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNO Common Stock Options Exercise $1.02M +55.2K +27.99% $18.43 252K May 11, 2021 Direct
transaction CNO Common Stock Sale -$1.49M -55.2K -21.87% $27.02 197K May 11, 2021 Direct F1
transaction CNO Common Stock Options Exercise $653K +35.4K +17.98% $18.43 233K May 12, 2021 Direct
transaction CNO Common Stock Sale -$953K -35.4K -15.24% $26.89 197K May 12, 2021 Direct F3
holding CNO Common Stock 304K May 11, 2021 Gary C. Bhojwani Revocable Trust
holding CNO Common Stock 32.3K May 11, 2021 Gary C. Bhojwani Irrevocable Trust
holding CNO Common Stock 3.73K May 11, 2021 Gary C. Bhojwani Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CNO Employee Stock Option (right to buy) Options Exercise $0 -55.2K -60.89% $0.00 35.4K May 11, 2021 Common Stock 55.2K $18.43 Direct F2
transaction CNO Employee Stock Option (right to buy) Options Exercise $0 -35.4K -100% $0.00* 0 May 12, 2021 Common Stock 35.4K $18.43 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sales at prices ranging from $27.00 per share to $27.17 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer, or any security holder of the issuer.
F2 One-half of these options vested on May 5, 2018 and one-half vested on May 5, 2019.
F3 Sales at prices ranging from $26.75 per share to $27.12 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer, or any security holder of the issuer.