| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVST | Common Stock | Options Exercise | $87K | +6.41K | +10.7% | $13.57 | 66.3K | May 7, 2021 | Direct | F1 |
| transaction | NVST | Common Stock | Options Exercise | $198K | +12K | +18.13% | $16.51 | 78.3K | May 7, 2021 | Direct | F1 |
| transaction | NVST | Common Stock | Options Exercise | $167K | +8.79K | +11.22% | $19.04 | 87.1K | May 7, 2021 | Direct | F1 |
| transaction | NVST | Common Stock | Options Exercise | $152K | +7.81K | +8.96% | $19.49 | 94.9K | May 7, 2021 | Direct | F1 |
| transaction | NVST | Common Stock | Sale | -$1.58M | -35K | -36.9% | $45.17 | 59.9K | May 7, 2021 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVST | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -6.41K | -100% | $0.00* | 0 | May 7, 2021 | Common Stock | 6.41K | $13.57 | Direct | F1, F4 |
| transaction | NVST | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -12K | -78.25% | $0.00 | 3.34K | May 7, 2021 | Common Stock | 12K | $16.51 | Direct | F1, F5 |
| transaction | NVST | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -8.79K | -59.55% | $0.00 | 5.97K | May 7, 2021 | Common Stock | 8.79K | $19.04 | Direct | F1, F6 |
| transaction | NVST | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -7.81K | -39.69% | $0.00 | 11.9K | May 7, 2021 | Common Stock | 7.81K | $19.49 | Direct | F1, F7 |
| Id | Content |
|---|---|
| F1 | These Options were originally granted by Danaher and, pursuant to the terms of the Employee Matters Agreement, were adjusted into Options relating to shares of Issuer common stock in connection with the Separation. |
| F2 | The sales reported were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. |
| F3 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. |
| F4 | The Options vested as to 3,155 shares of Issuer common stock on November 15, 2019 and as to 3,255 shares of Issuer common stock on November 15, 2020. |
| F5 | The Option will vest as to 3,341 shares of Issuer common stock on February 24, 2022, subject to continued service through such date. The remainder of the Option is fully vested. |
| F6 | The Option will vest as to 2,984 shares of Issuer common stock on each of February 24, 2022 and February 24, 2023, subject to continued service through each such date. The remainder of the Option is fully vested. |
| F7 | The Option will vest as to 3,954 shares of Issuer common stock on each of November 15, 2021 and November 15, 2022 and as to 3,956 shares of Issuer common stock on November 15, 2023, subject to continued service through each such date. The remainder of the Option is fully vested. |