James F. Whalen - Dec 6, 2023 Form 4 Insider Report for Capital Bancorp Inc (CBNK)

Role
Director
Signature
/s/ Connie Egan, as Attorney-in-Fact
Stock symbol
CBNK
Transactions as of
Dec 6, 2023
Transactions value $
$128,025
Form type
4
Date filed
12/8/2023, 10:40 AM
Previous filing
Jan 4, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBNK Common Stock Options Exercise $128K +11.3K +36.15% $11.38 42.4K Dec 6, 2023 Direct
holding CBNK Common Stock 58.4K Dec 6, 2023 By Millennium Trust Company, LLC FBO James Whalen
holding CBNK Common Stock 240K Dec 6, 2023 By Whalen Family, LLC
holding CBNK Common Stock 615K Dec 6, 2023 By James F. Whalen Revocable Trust
holding CBNK Common Stock 2.82K Dec 6, 2023 By NMW Investments LLC
holding CBNK Common Stock 2.82K Dec 6, 2023 By KAW Investments LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBNK Stock Options Options Exercise $0 -11.3K -100% $0.00* 0 Dec 6, 2023 Common Stock 11.3K $11.38 Direct F1
holding CBNK Stock Options 7K Dec 6, 2023 Common Stock 7K $14.54 Direct F1
holding CBNK Stock Options 5K Dec 6, 2023 Common Stock 5K $13.89 Direct F1
holding CBNK Stock Options 2.75K Dec 6, 2023 Common Stock 2.75K $26.41 Direct F1
holding CBNK Stock Options 3.49K Dec 6, 2023 Common Stock 3.49K $23.54 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.