Edward F. Barry - 01 Nov 2023 Form 4 Insider Report for Capital Bancorp Inc (CBNK)

Role
Chief Executive Officer, Director
Signature
/s/ Connie Egan, as Attorney-in-Fact
Issuer symbol
CBNK
Transactions as of
01 Nov 2023
Net transactions value
-$18,122
Form type
4
Filing time
03 Nov 2023, 18:49:00 UTC
Previous filing
16 Feb 2023
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBNK Common Stock Options Exercise $228,200 +20,000 +18% $11.41 129,911 01 Nov 2023 Direct
transaction CBNK Common Stock Tax liability $246,322 -12,051 -9.3% $20.44 117,860 01 Nov 2023 Direct
holding CBNK Common Stock 220,004 01 Nov 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBNK Stock Options Options Exercise $0 -20,000 -100% $0.000000* 0 01 Nov 2023 Common Stock 20,000 $11.41 Direct F1
holding CBNK Stock Options 20,000 01 Nov 2023 Common Stock 20,000 $14.89 Direct F1
holding CBNK Stock Options 20,000 01 Nov 2023 Common Stock 20,000 $13.93 Direct F1
holding CBNK Stock Options 12,500 01 Nov 2023 Common Stock 12,500 $26.41 Direct F1
holding CBNK Stock Options 15,351 01 Nov 2023 Common Stock 15,351 $23.54 Direct F1
holding CBNK Restricted Stock Units 6,467 01 Nov 2023 Common Stock 6,467 Direct F2, F3
holding CBNK Restricted Stock Units 6,330 01 Nov 2023 Common Stock 6,330 Direct F2, F4
holding CBNK Restricted Stock Units 7,714 01 Nov 2023 Common Stock 7,714 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
F2 Each Restricted Stock Unit represents the right to receive one share of common stock.
F3 The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/22.
F4 The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/23.
F5 The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/24.