Gregg Williams - 27 Jan 2026 Form 4 Insider Report for Vivani Medical, Inc. (VANI)

Role: Director, 10%+ Owner
Signature: /s/ Anthony Baldor, Attorney-in-fact
Issuer symbol: VANI
Transactions as of: 27 Jan 2026
Net transactions value: +$1,999,999
Form type: 4
Filing time: 28 Jan 2026, 10:01:22 UTC
Previous filing: 20 Jan 2026
Next filing: 17 Feb 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Williams Gregg	Director, 10%+ Owner	C/O VIVANI MEDICAL, INC., 1350 S. LOOP ROAD, ALAMEDA	/s/ Anthony Baldor, Attorney-in-fact	28 Jan 2026	0001624919

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VANI	Common Stock	Purchase	$1,999,999	+1,351,351	+5.1%	$1.48	27,915,460	27 Jan 2026	See footnote	F1, F2
holding	VANI	Common Stock						4,799,200	27 Jan 2026	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person purchased 1,351,351 shares of the Issuer's common stock in a private sale transaction as disclosed in the Share Purchase Agreement dated as of January 25, 2026 at a price of $1.48 per share, which was the last reported sale price of the Issuer's common stock on the Nasdaq on January 23, 2026 (two days immediately prior to January 25, 2026). The gross proceeds from this private sale transaction were $1,999,999.48. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in the transaction set forth in this footnote.
F2	The reporting person owns 32,714,660 shares directly and/or indirectly as follows: (i) 4,799,200 shares of common stock owned by the reporting person, (ii) 25,789,708 shares of common stock owned by Gregg G. Williams 2006 Trust, (iii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iv) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (v) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.

Content

The reporting person purchased 1,351,351 shares of the Issuer's common stock in a private sale transaction as disclosed in the Share Purchase Agreement dated as of January 25, 2026 at a price of $1.48 per share, which was the last reported sale price of the Issuer's common stock on the Nasdaq on January 23, 2026 (two days immediately prior to January 25, 2026). The gross proceeds from this private sale transaction were $1,999,999.48. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in the transaction set forth in this footnote.

The reporting person owns 32,714,660 shares directly and/or indirectly as follows: (i) 4,799,200 shares of common stock owned by the reporting person, (ii) 25,789,708 shares of common stock owned by Gregg G. Williams 2006 Trust, (iii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iv) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (v) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.