Aaron Mendelsohn - 08 Jul 2024 Form 4 Insider Report for Vivani Medical, Inc. (VANI)

Role
Director
Signature
/s/ Anthony Baldor, Attorney-in-fact
Issuer symbol
VANI
Transactions as of
08 Jul 2024
Net transactions value
+$24,600
Form type
4
Filing time
31 Dec 2025, 09:00:39 UTC
Previous filing
01 Jul 2024
Next filing
26 Jun 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Mendelsohn Aaron Director C/O VIVANI MEDICAL, INC., 1350 S. LOOP ROAD, ALAMEDA /s/ Anthony Baldor, Attorney-in-fact 31 Dec 2025 0001625195

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VANI Common Stock Gift $0 -20,000 -11% $0.000000 168,170 08 Jul 2024 Direct F1
transaction VANI Common Stock Purchase $24,600 +20,000 +12% $1.23 188,170 29 Dec 2025 Direct F2, F3
holding VANI Common Stock 898,317 08 Jul 2024 See footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A Form 4 to disclose the gift of 20,000 shares made to a non-affiliated entity on 07/08/2024 was inadvertently not previously filed.
F2 Individual purchased shares on the open market.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.
F4 The reporting person owns 1,086,487 shares directly and/or indirectly as follows: (i) 188,170 shares of common stock owned by the reporting person, (ii) 150,930 shares in five trusts, each of which has been established for a separate grandchild of the Reporting Person, with each trust owning an aggregate of 30,186 shares of common stock, all trusts with the same terms, over which the Reporting Person has voting and dispositive authority, (iii) 747,387 shares of common stock owned by MFE, LLC over which the Reporting Person has voting and dispositive authority. The Reporting Person disclaims pecuniary interest in 20% of MFE, LLC and therefore disclaims 149,478 shares of the 747,387 shares of common stock owned by MFE, LLC, which 149,478 shares are beneficially owned by other members of the limited liability company.