Francis Knuettel II - 01 Jul 2025 Form 4 Insider Report for Pelthos Therapeutics Inc. (CHRO)

Signature
/s/ Francis Knuettel II
Issuer symbol
CHRO
Transactions as of
01 Jul 2025
Net transactions value
+$100,000
Form type
4
Filing time
03 Jul 2025, 21:04:18 UTC
Previous filing
02 Jun 2025
Next filing
07 Jul 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Francis Knuettel II Chief Financial Officer C/O PELTHOS THERAPEUTICS INC., 4020 STIRRUP CREEK DRIVE, DURHAM /s/ Francis Knuettel II 03 Jul 2025 0001433316

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTHS Common Stock Conversion of derivative security $100,000 +10,000 $10.00 10,000 01 Jul 2025 By Camden Capital LLC F1, F2
holding PTHS Common Stock 12,816 01 Jul 2025 By Lara Knuettel Revocable Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTHS Series A Convertible Preferred Stock Other $0 +10,000 $0.000000 10,000 01 Jul 2025 Common Stock 10,000 $10.00 See footnote F1, F2, F3, F4
transaction PTHS Series A Convertible Preferred Stock Conversion of derivative security $0 -10,000 -100% $0.000000 0 01 Jul 2025 Common Stock 10,000 $10.00 See footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The numbers reported herein have been adjusted to reflect the 1-for-10 reverse stock split effected by the Issuer on July 1, 2025.
F2 Francis Knuettel II is the manager of Camden Capital LLC ("Camden") and the co-trustee of the Lara Knuettel Revocable Trust (the "Trust"). By virtue of these relationships, Mr. Knuettel may be deemed to beneficially own the shares of Common Stock held of record by each of Camden and the Trust. Mr. Knuettel disclaims any such beneficial ownership except to the extent of his pecuniary interest therein.
F3 The Series A convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date. The Series A convertible preferred stock is subject to a contractual limitation such that the holder may not convert Series A convertible preferred stock to the extent that after giving effect to such conversion, the holder (together with its attribution parties as defined in the certificate of designations) would beneficially own in excess of 4.99% of the shares of common stock outstanding immediately after giving effect to such conversion.
F4 Acquired in connection with cancellation of promissory note.