Gregg Williams - 04 Apr 2025 Form 4 Insider Report for Vivani Medical, Inc. (VANI)

Role: Director, 10%+ Owner
Signature: /s/ Brigid Makes as Attorney-in-fact
Issuer symbol: VANI
Transactions as of: 04 Apr 2025
Net transactions value: +$205,258
Form type: 4
Filing time: 08 Apr 2025, 21:10:49 UTC
Previous filing: 04 Apr 2025
Next filing: 11 Apr 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VANI	Common Stock	Purchase	$33,660	+34,000	+0.72%	$0.9900	4,754,800	04 Apr 2025	Direct	F1
transaction	VANI	Common Stock	Purchase	$43,956	+44,400	+0.93%	$0.9900	4,799,200	07 Apr 2025	Direct	F1
transaction	VANI	Common Stock	Purchase	$5,488	+5,600	+0.04%	$0.9800	13,682,908	04 Apr 2025	See footnote	F1, F2
transaction	VANI	Common Stock	Purchase	$57,997	+58,583	+0.43%	$0.9900	13,741,491	07 Apr 2025	See footnote	F1, F2
transaction	VANI	Common Stock	Purchase	$64,157	+62,899	+0.46%	$1.02	13,804,390	08 Apr 2025	See footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.
F2	In addition to the shares the reporting person purchased directly in his name on the open market and in the private sale transaction, the reporting person owns 13,804,390 shares indirectly as follows: (i) 11,678,638 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.

Content

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

In addition to the shares the reporting person purchased directly in his name on the open market and in the private sale transaction, the reporting person owns 13,804,390 shares indirectly as follows: (i) 11,678,638 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.