Gregg Williams - Dec 19, 2023 Form 4 Insider Report for Vivani Medical, Inc. (VANI)

Role: Director, 10%+ Owner
Signature: /s/ Gregg Williams
Stock symbol: VANI
Transactions as of: Dec 19, 2023
Transactions value $: $135,403
Form type: 4
Date filed: 12/21/2023, 08:08 PM
Previous filing: Dec 18, 2023
Next filing: Dec 27, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VANI	Common Stock	Purchase	$170	+198	+0.04%	$0.86	526K	Dec 19, 2023	Direct	F1
transaction	VANI	Common Stock	Purchase	$3.29K	+3.73K	+0.71%	$0.88	530K	Dec 20, 2023	Direct	F1
transaction	VANI	Common Stock	Purchase	$132K	+150K	+28.31%	$0.88	680K	Dec 21, 2023	Direct	F1
holding	VANI	Common Stock						13.7M	Dec 19, 2023	See footnote	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.
F2	In addition to the shares Mr. Williams purchased directly in his name on the open market Mr. Williams owns 13,677,308 shares indirectly as follows: (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.

Content

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

In addition to the shares Mr. Williams purchased directly in his name on the open market Mr. Williams owns 13,677,308 shares indirectly as follows: (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.