Gregg Williams - Sep 28, 2023 Form 4 Insider Report for Vivani Medical, Inc. (VANI)

Signature
/s/ Gregg Williams
Stock symbol
VANI
Transactions as of
Sep 28, 2023
Transactions value $
$36,810
Form type
4
Date filed
10/2/2023, 07:14 PM
Previous filing
Sep 27, 2023
Next filing
Oct 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VANI Common Stock Purchase $20.6K +20K +8.57% $1.03 253K Sep 28, 2023 Direct F1
transaction VANI Common Stock Purchase $16.2K +16.2K +6.4% $1.00 270K Oct 2, 2023 Direct F1
holding VANI Common Stock 13.7M Sep 28, 2023 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.
F2 In addition to the shares Mr. Williams purchased directly in his name on the open market Mr. Williams owns 13,677,308 shares indirectly as follows: (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.