Gregg Williams - 27 Apr 2023 Form 4 Insider Report for Vivani Medical, Inc. (VANI)

Role
Director, 10%+ Owner
Signature
/s/ Gregg Williams
Issuer symbol
VANI
Transactions as of
27 Apr 2023
Net transactions value
+$2,195,564
Form type
4
Filing time
01 May 2023, 17:00:03 UTC
Previous filing
09 Nov 2022
Next filing
20 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VANI Common Stock Purchase $400,001 +408,164 +3.5% $0.9800 12,044,978 27 Apr 2023 See footnote F1, F3
transaction VANI Common Stock Purchase $1,795,563 +1,632,330 +14% $1.10 13,677,308 28 Apr 2023 See footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were purchased from a private party at a price of $0.98 per share on April 27, 2023
F2 These shares were purchased from a private party at a price of $1.10 per share on April 28, 2023.
F3 Includes (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.