Gregg Williams - Apr 27, 2023 Form 4 Insider Report for Vivani Medical, Inc. (VANI)

Role
Director, 10%+ Owner
Signature
/s/ Gregg Williams
Stock symbol
VANI
Transactions as of
Apr 27, 2023
Transactions value $
$2,195,564
Form type
4
Date filed
5/1/2023, 05:00 PM
Previous filing
Nov 9, 2022
Next filing
Jun 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VANI Common Stock Purchase $400K +408K +3.51% $0.98 12M Apr 27, 2023 See footnote F1, F3
transaction VANI Common Stock Purchase $1.8M +1.63M +13.55% $1.10 13.7M Apr 28, 2023 See footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were purchased from a private party at a price of $0.98 per share on April 27, 2023
F2 These shares were purchased from a private party at a price of $1.10 per share on April 28, 2023.
F3 Includes (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.