Wilford Dean Baker - Aug 30, 2022 Form 4 Insider Report for Vivani Medical, Inc. (VANI)

Role
Director
Signature
/s/ Dean Baker
Stock symbol
VANI
Transactions as of
Aug 30, 2022
Transactions value $
$0
Form type
4
Date filed
8/31/2022, 07:43 PM
Next filing
Jun 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VANI Common Stock Other $0 +197K $0.00 197K Aug 30, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VANI Common Stock Option Other $0 +30.2K $0.00 30.2K Aug 30, 2022 Common Stock 30.2K $3.15 Direct F2
transaction VANI Common Stock Option Other $0 +30.2K $0.00 30.2K Aug 30, 2022 Common Stock 30.2K $3.15 Direct F2
transaction VANI Common Stock Option Other $0 +30.2K $0.00 30.2K Aug 30, 2022 Common Stock 30.2K $3.15 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock issued in the acquisition transaction of Nano Precision Medical Inc. consummated August 30, 2022.
F2 Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision Medical, Inc., consummated on August 30, 2022 pursuant to the Agreement and Plan of Merger dated February 4, 2022.