Matthew E. Lipman - 19 Aug 2022 Form 4 Insider Report for Soluna Holdings, Inc (SLNH)

Role: Director, 10%+ Owner
Signature: /s/ Christopher Gandolfo, Attorney in Fact
Issuer symbol: SLNH
Transactions as of: 19 Aug 2022
Net transactions value: +$29,683
Form type: 4
Filing time: 22 Aug 2022, 20:39:05 UTC
Previous filing: 26 Jan 2022
Next filing: 23 Nov 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SLNH	9.0% Series A Cumulative Perpetual Stock	Purchase	$2,895	+300	$9.65^*	$300	19 Aug 2022	Direct
transaction	SLNH	9.0% Series A Cumulative Perpetual Stock	Purchase	$2,880	+300	$9.60^*	$600	19 Aug 2022	Direct
transaction	SLNH	Common Stock	Purchase	$1,125	+352	$3.20	$48,952	19 Aug 2022	Direct
transaction	SLNH	Common Stock	Purchase	$605	+189	$3.20	$49,141	19 Aug 2022	Direct
transaction	SLNH	Common Stock	Purchase	$1,469	+459	$3.20	$49,600	19 Aug 2022	Direct
transaction	SLNH	Common Stock	Purchase	$3,250	+1,000	$3.25	$50,600	19 Aug 2022	Direct
transaction	SLNH	Common Stock	Purchase	$327	+101	$3.24	$50,701	19 Aug 2022	Direct
transaction	SLNH	Common Stock	Purchase	$326	+100	$3.26	$50,801	19 Aug 2022	Direct
transaction	SLNH	Common Stock	Purchase	$2,605	+799	$3.26	$51,600	19 Aug 2022	Direct
transaction	SLNH	9.0% Series A Cumulative Perpetual Stock	Purchase	$1,402	+150	$9.35^*	$750	22 Aug 2022	Direct
transaction	SLNH	9.0% Series A Cumulative Perpetual Stock	Purchase	$1,425	+150	$9.50^*	$900	22 Aug 2022	Direct
transaction	SLNH	Common Stock	Purchase	$11,375	+3,500	$3.25	$55,100	22 Aug 2022	Direct
holding	SLNH	Common Stock					3,750,000	19 Aug 2022	See Footnote	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares of Common Stock are held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV"). As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of Common Stock owned directly by Brookstone XXIV. Mr. Lipman is the Secretary of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of Common Stock owned by Brookstone XXIV and therefore may be deemed to beneficially own these shares. Mr. Lipman disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Content

These shares of Common Stock are held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV"). As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of Common Stock owned directly by Brookstone XXIV. Mr. Lipman is the Secretary of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of Common Stock owned by Brookstone XXIV and therefore may be deemed to beneficially own these shares. Mr. Lipman disclaims such beneficial ownership except to the extent of his pecuniary interest therein.