Jessica L. Thomas - Aug 18, 2022 Form 4 Insider Report for Soluna Holdings, Inc (SLNH)

Role
Former, CFO
Signature
/s/ Christopher Gandolfo, Attorney in Fact
Stock symbol
SLNH
Transactions as of
Aug 18, 2022
Transactions value $
-$12,505
Form type
4
Date filed
8/22/2022, 08:28 PM
Previous filing
Nov 29, 2021
Next filing
Aug 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLNH Common Stock Options Exercise $8.75K +12.5K +38.46% $0.70 45K Aug 18, 2022 Direct
transaction SLNH Common Stock Tax liability -$21.3K -6.97K -15.49% $3.05 38K Aug 18, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SLNH Stock options (Right to Buy) Options Exercise $0 -12.5K -50% $0.00 12.5K Aug 18, 2022 Common Stock 12.5K $0.70 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jessica L. Thomas is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld by the Issuer to satisfy Ms. Thomas' tax obligation upon the exercise of 12,500 of stock options granted to Ms. Thomas.
F2 On July 1, 2020, the reporting person was granted options to purchase 25,000 shares of common stock of the issuer, which vest in four equal annual installments beginning on the first anniversary of the grant date. As of August 18, 2022, options to purchase 12,500 shares of common stock were vested and options to purchase 12,500 shares of common stock remain unvested.