Keith Cleason - Dec 4, 2024 Form 3 Insider Report for DOW INC. (DOW)

Role
President, Pkg & Spec Plastics
Signature
/s/ Keith Cleason
Stock symbol
DOW
Transactions as of
Dec 4, 2024
Transactions value $
$0
Form type
3
Date filed
12/12/2024, 04:10 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DOW Common Stock 39.3K Dec 4, 2024 Direct F1
holding DOW Common Stock 4.29K Dec 4, 2024 By 401(k) Plan
holding DOW Common Stock 1.4K Dec 4, 2024 By 401(k) Plan ESOP
holding DOW Common Stock 46 Dec 4, 2024 By Spouse 401(k) Plan
holding DOW Common Stock 193 Dec 4, 2024 By Spouse 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DOW Non-Qualified Stock Option (Right to Buy) Dec 4, 2024 Common Stock 8.4K $61.97 Direct F2
holding DOW Non-Qualified Stock Option (Right to Buy) Dec 4, 2024 Common Stock 4K $72.77 Direct F2
holding DOW Non-Qualified Stock Option (Right to Buy) Dec 4, 2024 Common Stock 8.54K $54.89 Direct F2
holding DOW Non-Qualified Stock Option (Right to Buy) Dec 4, 2024 Common Stock 13.9K $48.30 Direct F2
holding DOW Non-Qualified Stock Option (Right to Buy) Dec 4, 2024 Common Stock 8.87K $57.67 Direct F2
holding DOW Non-Qualified Stock Option (Right to Buy) Dec 4, 2024 Common Stock 8.3K $60.95 Direct F3
holding DOW Non-Qualified Stock Option (Right to Buy) Dec 4, 2024 Common Stock 7.58K $59.08 Direct F4
holding DOW Non-Qualified Stock Option (Right to Buy) Dec 4, 2024 Common Stock 9.21K $55.17 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 1,093 shares on February 10, 2025; 9,793 shares on November 3, 2025; 1,132 shares on February 9, 2026; and 1,324 shares on February 15, 2027.
F2 This option is fully vested and exercisable. Option shares will be used to satisfy withholding taxes.
F3 Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2025. Option shares will be used to satisfy withholding taxes.
F4 One-third of this option is exercisable. The remaining two-thirds will vest in equal installments on February 9, 2025 and February 9, 2026. Option shares will be used to satisfy withholding taxes.
F5 This option will vest in three equal annual installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes.