Amy E. Wilson - 15 Feb 2024 Form 4 Insider Report for DOW INC. (DOW)

Signature
/s/ Amy E. Wilson
Issuer symbol
DOW
Transactions as of
15 Feb 2024
Net transactions value
-$4,992
Form type
4
Filing time
20 Feb 2024, 19:11:08 UTC
Previous filing
14 Feb 2024
Next filing
03 May 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Award $0 +8,360 +11% $0.000000 82,388 15 Feb 2024 Direct F1
transaction DOW Common Stock Options Exercise $147,056 +2,937 +3.6% $50.07 85,325 16 Feb 2024 Direct
transaction DOW Common Stock Disposed to Issuer $152,048 -2,720 -3.2% $55.90 82,605 16 Feb 2024 Direct F2, F3
holding DOW Common Stock 346 15 Feb 2024 By 401(k) Plan ESOP
holding DOW Common Stock 157 15 Feb 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Award $0 +56,160 $0.000000 56,160 15 Feb 2024 Common Stock 56,160 $55.17 Direct F4
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -2,937 -50% $0.000000 2,937 16 Feb 2024 Common Stock 2,937 $50.07 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units to be delivered in one installment on or about February 15, 2027, subject to continued employment.
F2 Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F3 Total includes previously reported restricted stock units.
F4 This option will vest in three equal installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes.
F5 This option is fully vested and exercisable.