| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOW | Common Stock | Award | $0 | +5.45K | +53.97% | $0.00 | 15.5K | Feb 15, 2024 | Direct | F1 |
| transaction | DOW | Common Stock | Options Exercise | $958K | +19.1K | +123.05% | $50.07 | 34.7K | Feb 16, 2024 | Direct | |
| transaction | DOW | Common Stock | Disposed to Issuer | -$989K | -17.8K | -51.3% | $55.61 | 16.9K | Feb 16, 2024 | Direct | F2, F3 |
| transaction | DOW | Common Stock | Options Exercise | $410K | +8.8K | +52.1% | $46.60 | 25.7K | Feb 16, 2024 | Direct | |
| transaction | DOW | Common Stock | Disposed to Issuer | -$434K | -7.8K | -30.36% | $55.63 | 17.9K | Feb 16, 2024 | Direct | F2, F4 |
| transaction | DOW | Common Stock | Gift | $0 | -2.34K | -13.09% | $0.00 | 15.5K | Feb 16, 2024 | Direct | F5 |
| transaction | DOW | Common Stock | Gift | $0 | +2.34K | +4.56% | $0.00 | 53.7K | Feb 16, 2024 | By Trust | |
| holding | DOW | Common Stock | 452 | Feb 15, 2024 | By 401(k) Plan | ||||||
| holding | DOW | Common Stock | 420 | Feb 15, 2024 | By 401(k) Plan ESOP |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Award | $0 | +36.6K | $0.00 | 36.6K | Feb 15, 2024 | Common Stock | 36.6K | $55.17 | Direct | F6 | |
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Options Exercise | $0 | -19.1K | -100% | $0.00* | 0 | Feb 16, 2024 | Common Stock | 19.1K | $50.07 | Direct | F7 |
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Options Exercise | $0 | -8.8K | -41.3% | $0.00 | 12.5K | Feb 16, 2024 | Common Stock | 8.8K | $46.60 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | Restricted stock units to be delivered in one installment on or about February 15, 2027, subject to continued employment. |
| F2 | Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. |
| F3 | The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.560 to $55.601. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F4 | The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.605 to $55.631. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Total includes previously reported restricted stock units. |
| F6 | This option will vest in three equal installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes. |
| F7 | This option is fully vested and exercisable. |