James R. Fitterling - Feb 7, 2024 Form 4 Insider Report for DOW INC. (DOW)

Role
Chairman and CEO, Director
Signature
/s/ James R Fitterling
Stock symbol
DOW
Transactions as of
Feb 7, 2024
Transactions value $
-$56,855
Form type
4
Date filed
2/8/2024, 04:47 PM
Previous filing
Jan 26, 2024
Next filing
Feb 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Options Exercise $2.36M +47.2K +47.72% $50.07 146K Feb 7, 2024 Direct
transaction DOW Common Stock Disposed to Issuer -$2.42M -44.6K -30.53% $54.26 102K Feb 7, 2024 Direct F1, F2, F3
holding DOW Common Stock 245K Feb 7, 2024 By Trust
holding DOW Common Stock 1.77K Feb 7, 2024 By 401(k) Plan
holding DOW Common Stock 2.32K Feb 7, 2024 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -47.2K -50% $0.00 47.2K Feb 7, 2024 Common Stock 47.2K $50.07 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2 The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $54.23 to $54.275. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Total includes previously reported restricted stock units.
F4 This option is fully vested and exercisable.