Jane Palmieri - Feb 15, 2023 Form 4 Insider Report for DOW INC. (DOW)

Role
President, Ind Interm & Infras
Signature
/s/ Jane Palmieri
Stock symbol
DOW
Transactions as of
Feb 15, 2023
Transactions value $
-$86,729
Form type
4
Date filed
2/17/2023, 05:04 PM
Previous filing
Feb 15, 2023
Next filing
Mar 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Options Exercise $363K +11.1K +9.86% $32.57 124K Feb 15, 2023 Direct
transaction DOW Common Stock Expiration of short derivative position -$450K -7.53K -6.06% $59.76 117K Feb 15, 2023 Direct F1, F2
holding DOW Common Stock 8.43K Feb 15, 2023 By Trust
holding DOW Common Stock 263 Feb 15, 2023 By Spouse
holding DOW Common Stock 559 Feb 15, 2023 By 401(k) Plan ESOP
holding DOW Common Stock 118 Feb 15, 2023 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -11.1K -100% $0.00* 0 Feb 15, 2023 Common Stock 11.1K $32.57 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the company to satisfy the payment of the exercise price and withholding tax obligation through a net settlement on the exercise date; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.
F2 Total includes previously reported restricted stock units.
F3 This option is fully vested and exercisable.