Attiganal N. Sreeram - Feb 9, 2023 Form 4 Insider Report for DOW INC. (DOW)

Role
Senior Vice President / CTO
Signature
/s/ Attiganal N Sreeram
Stock symbol
DOW
Transactions as of
Feb 9, 2023
Transactions value $
$0
Form type
4
Date filed
2/13/2023, 08:12 PM
Previous filing
Dec 6, 2022
Next filing
Feb 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Award $0 +7.58K +7.01% $0.00 116K Feb 9, 2023 Direct F1, F2
holding DOW Common Stock 41.3K Feb 9, 2023 By Trust
holding DOW Common Stock 409 Feb 9, 2023 By 401(k) Plan
holding DOW Common Stock 1.29K Feb 9, 2023 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Award $0 +49.2K $0.00 49.2K Feb 9, 2023 Common Stock 49.2K $59.08 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.
F2 Total includes previously reported restricted stock units.
F3 This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.