Jane Palmieri - Feb 9, 2023 Form 4 Insider Report for DOW INC. (DOW)

Role
President, Ind Interm & Infras
Signature
/s/ Jane Palmieri
Stock symbol
DOW
Transactions as of
Feb 9, 2023
Transactions value $
$0
Form type
4
Date filed
2/13/2023, 08:10 PM
Previous filing
Dec 22, 2022
Next filing
Feb 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Award $0 +5.44K +4.99% $0.00 115K Feb 9, 2023 Direct F1, F2
holding DOW Common Stock 8.43K Feb 9, 2023 By Trust
holding DOW Common Stock 263 Feb 9, 2023 By Spouse
holding DOW Common Stock 559 Feb 9, 2023 By 401(k) Plan ESOP
holding DOW Common Stock 118 Feb 9, 2023 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Award $0 +35.3K $0.00 35.3K Feb 9, 2023 Common Stock 35.3K $59.08 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.
F2 Total includes previously reported restricted stock units.
F3 This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.