Jane Palmieri - 09 Feb 2023 Form 4 Insider Report for DOW INC. (DOW)

Role
President, Ind Interm & Infras
Signature
/s/ Jane Palmieri
Issuer symbol
DOW
Transactions as of
09 Feb 2023
Net transactions value
$0
Form type
4
Filing time
13 Feb 2023, 20:10:07 UTC
Previous filing
22 Dec 2022
Next filing
15 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Award $0 +5,440 +5% $0.000000 114,521 09 Feb 2023 Direct F1, F2
holding DOW Common Stock 8,434 09 Feb 2023 By Trust
holding DOW Common Stock 263 09 Feb 2023 By Spouse
holding DOW Common Stock 559 09 Feb 2023 By 401(k) Plan ESOP
holding DOW Common Stock 118 09 Feb 2023 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Award $0 +35,270 $0.000000 35,270 09 Feb 2023 Common Stock 35,270 $59.08 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.
F2 Total includes previously reported restricted stock units.
F3 This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.