Amy E. Wilson - 09 Feb 2023 Form 4 Insider Report for DOW INC. (DOW)

Role
General Counsel / Secretary
Signature
/s/ Amy E. Wilson
Issuer symbol
DOW
Transactions as of
09 Feb 2023
Net transactions value
$0
Form type
4
Filing time
13 Feb 2023, 20:09:06 UTC
Previous filing
28 Feb 2022
Next filing
15 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Award $0 +7,500 +15% $0.000000 57,981 09 Feb 2023 Direct F1
transaction DOW Common Stock Award $0 +33,650 +58% $0.000000 91,631 09 Feb 2023 Direct F2, F3
holding DOW Common Stock 132 09 Feb 2023 By 401(k) Plan
holding DOW Common Stock 346 09 Feb 2023 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Award $0 +48,700 $0.000000 48,700 09 Feb 2023 Common Stock 48,700 $59.08 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.
F2 Performance share units not previously reportable were determined after certification of the applicable performance metrics. Performance share units will be settled in one installment on or about February 23, 2023, subject to continued employment.
F3 Total includes 389 shares acquired under the Issuer's Employee Stock Purchase Plan on October 7, 2022 and previously reported restricted stock units.
F4 This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.