Karen S. Carter - Nov 2, 2022 Form 4 Insider Report for DOW INC. (DOW)

Role
Chief Human Resources Officer
Signature
/s/ Karen S. Carter
Stock symbol
DOW
Transactions as of
Nov 2, 2022
Transactions value $
$0
Form type
4
Date filed
11/4/2022, 05:06 PM
Previous filing
Mar 1, 2022
Next filing
Feb 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Award $0 +74.6K +227.16% $0.00 107K Nov 2, 2022 Direct F1, F2
holding DOW Common Stock 713 Nov 2, 2022 By 401(k) Plan
holding DOW Common Stock 314 Nov 2, 2022 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DOW Phantom Stock Units 4.95K Nov 2, 2022 Common Stock 4.95K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units to be delivered in two equal installments on or about November 3, 2025 and November 3, 2027, subject to continued employment.
F2 Total includes 389 shares acquired under the Issuer's Employee Stock Purchase Plan on October 7, 2022 and previously reported restricted stock units.
F3 There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
F4 Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.