Diego Donoso - 26 May 2022 Form 4 Insider Report for DOW INC. (DOW)

Role
President, Pkg & Spec Plastics
Signature
/s/ Diego Donoso
Issuer symbol
DOW
Transactions as of
26 May 2022
Net transactions value
-$130,716
Form type
4
Filing time
31 May 2022, 16:17:32 UTC
Previous filing
01 Mar 2022
Next filing
06 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Options Exercise $836,169 +16,700 +69% $50.07 40,973 26 May 2022 Direct
transaction DOW Common Stock Disposed to Issuer $966,885 -14,212 -35% $68.03 26,761 26 May 2022 Direct F1, F2, F3
holding DOW Common Stock 19,352 26 May 2022 By Trust
holding DOW Common Stock 34 26 May 2022 By 401(k) Plan
holding DOW Common Stock 418 26 May 2022 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -16,700 -79% $0.000000 4,349 26 May 2022 Common Stock 16,700 $50.07 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2 The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.02 to $68.08. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Total includes previously reported restricted stock units.
F4 This option is fully vested and exercisable.