Attiganal N. Sreeram - 26 Apr 2022 Form 4 Insider Report for DOW INC. (DOW)

Role
Senior Vice President / CTO
Signature
/s/ Attiganal N Sreeram
Issuer symbol
DOW
Transactions as of
26 Apr 2022
Net transactions value
-$614,761
Form type
4
Filing time
28 Apr 2022, 22:00:06 UTC
Previous filing
28 Feb 2022
Next filing
06 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Options Exercise $3,305,046 +53,333 +55% $61.97 150,393 26 Apr 2022 Direct
transaction DOW Common Stock Disposed to Issuer $3,449,215 -50,515 -34% $68.28 99,878 26 Apr 2022 Direct F1, F2
transaction DOW Common Stock Options Exercise $1,190,948 +21,697 +22% $54.89 121,575 26 Apr 2022 Direct
transaction DOW Common Stock Disposed to Issuer $1,316,698 -19,305 -16% $68.20 102,270 26 Apr 2022 Direct F1, F3
transaction DOW Common Stock Options Exercise $1,476,193 +30,563 +30% $48.30 132,833 26 Apr 2022 Direct
transaction DOW Common Stock Disposed to Issuer $1,740,967 -25,530 -19% $68.19 107,303 26 Apr 2022 Direct F1, F4
transaction DOW Common Stock Options Exercise $1,001,151 +17,360 +16% $57.67 124,663 26 Apr 2022 Direct
transaction DOW Common Stock Disposed to Issuer $1,081,220 -15,846 -13% $68.23 108,817 26 Apr 2022 Direct F1, F5, F6
holding DOW Common Stock 41,296 26 Apr 2022 By Trust
holding DOW Common Stock 264 26 Apr 2022 By 401(k) Plan
holding DOW Common Stock 1,284 26 Apr 2022 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -53,333 -100% $0.000000* 0 26 Apr 2022 Common Stock 53,333 $61.97 Direct F7
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -21,697 -100% $0.000000* 0 26 Apr 2022 Common Stock 21,697 $54.89 Direct F7
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -30,563 -50% $0.000000 30,564 26 Apr 2022 Common Stock 30,563 $48.30 Direct F8
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -17,360 -33% $0.000000 34,720 26 Apr 2022 Common Stock 17,360 $57.67 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2 The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.25 to $68.37. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.20 to $68.24. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.18 to $68.25. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.22 to $68.30. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6 Total includes previously reported restricted stock units.
F7 This option is fully vested and exercisable.
F8 This option vests in three equal installments beginning on February 13, 2021.
F9 This option vests in three equal installments beginning on February 11, 2022.