| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOW | Common Stock | Options Exercise | $3.31M | +53.3K | +54.95% | $61.97 | 150K | Apr 26, 2022 | Direct | |
| transaction | DOW | Common Stock | Disposed to Issuer | -$3.45M | -50.5K | -33.59% | $68.28 | 99.9K | Apr 26, 2022 | Direct | F1, F2 |
| transaction | DOW | Common Stock | Options Exercise | $1.19M | +21.7K | +21.72% | $54.89 | 122K | Apr 26, 2022 | Direct | |
| transaction | DOW | Common Stock | Disposed to Issuer | -$1.32M | -19.3K | -15.88% | $68.21 | 102K | Apr 26, 2022 | Direct | F1, F3 |
| transaction | DOW | Common Stock | Options Exercise | $1.48M | +30.6K | +29.88% | $48.30 | 133K | Apr 26, 2022 | Direct | |
| transaction | DOW | Common Stock | Disposed to Issuer | -$1.74M | -25.5K | -19.22% | $68.19 | 107K | Apr 26, 2022 | Direct | F1, F4 |
| transaction | DOW | Common Stock | Options Exercise | $1M | +17.4K | +16.18% | $57.67 | 125K | Apr 26, 2022 | Direct | |
| transaction | DOW | Common Stock | Disposed to Issuer | -$1.08M | -15.8K | -12.71% | $68.23 | 109K | Apr 26, 2022 | Direct | F1, F5, F6 |
| holding | DOW | Common Stock | 41.3K | Apr 26, 2022 | By Trust | ||||||
| holding | DOW | Common Stock | 264 | Apr 26, 2022 | By 401(k) Plan | ||||||
| holding | DOW | Common Stock | 1.28K | Apr 26, 2022 | By 401(k) Plan ESOP |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Options Exercise | $0 | -53.3K | -100% | $0.00* | 0 | Apr 26, 2022 | Common Stock | 53.3K | $61.97 | Direct | F7 |
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Options Exercise | $0 | -21.7K | -100% | $0.00* | 0 | Apr 26, 2022 | Common Stock | 21.7K | $54.89 | Direct | F7 |
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Options Exercise | $0 | -30.6K | -50% | $0.00 | 30.6K | Apr 26, 2022 | Common Stock | 30.6K | $48.30 | Direct | F8 |
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Options Exercise | $0 | -17.4K | -33.33% | $0.00 | 34.7K | Apr 26, 2022 | Common Stock | 17.4K | $57.67 | Direct | F9 |
| Id | Content |
|---|---|
| F1 | Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. |
| F2 | The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.25 to $68.37. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F3 | The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.20 to $68.24. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F4 | The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.18 to $68.25. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F5 | The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.22 to $68.30. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F6 | Total includes previously reported restricted stock units. |
| F7 | This option is fully vested and exercisable. |
| F8 | This option vests in three equal installments beginning on February 13, 2021. |
| F9 | This option vests in three equal installments beginning on February 11, 2022. |