Ronald C. Edmonds - Feb 10, 2022 Form 4 Insider Report for DOW INC. (DOW)

Role: Controller and Vice President
Signature: /s/ Ronald C. Edmonds
Stock symbol: DOW
Transactions as of: Feb 10, 2022
Transactions value $: -$42,641
Form type: 4
Date filed: 2/14/2022, 06:04 PM
Previous filing: Dec 7, 2021
Next filing: Feb 28, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	DOW	Common Stock	Award	$0	+2.96K	+16.11%	$0.00	21.3K	Feb 10, 2022	Direct	F1
transaction	DOW	Common Stock	Disposed to Issuer	-$42.6K	-698	-3.27%	$61.09	20.6K	Feb 11, 2022	Direct	F2
holding	DOW	Common Stock						30	Feb 10, 2022	By Trust
holding	DOW	Common Stock						45.4	Feb 10, 2022	By Spouse	F3
holding	DOW	Common Stock						33K	Feb 10, 2022	By Spouse Trust
holding	DOW	Common Stock						1.78K	Feb 10, 2022	By 401(k) Plan
holding	DOW	Common Stock						2.33K	Feb 10, 2022	By 401(k) Plan ESOP

Showing 1 to 7 of 7 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	DOW	Non-Qualified Stock Option (Right to Buy)	Award	$0	+21.7K		$0.00	21.7K	Feb 10, 2022	Common Stock	21.7K	$60.95	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment.
F2	Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
F3	Amount of securities includes 33 shares previously reported as indirect beneficial ownership by spouse trust and 12.436 shares acquired through a dividend reinvestment arrangement that were not required to be reported under Rule 16a-11 and were inadvertently omitted from the Reporting Person's previous holdings.
F4	This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes.