| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOW | Common Stock | Award | $0 | +2.96K | +16.11% | $0.00 | 21.3K | 10 Feb 2022 | Direct | F1 |
| transaction | DOW | Common Stock | Disposed to Issuer | -$42.6K | -698 | -3.27% | $61.09 | 20.6K | 11 Feb 2022 | Direct | F2 |
| holding | DOW | Common Stock | 30 | 10 Feb 2022 | By Trust | ||||||
| holding | DOW | Common Stock | 45.4 | 10 Feb 2022 | By Spouse | F3 | |||||
| holding | DOW | Common Stock | 33K | 10 Feb 2022 | By Spouse Trust | ||||||
| holding | DOW | Common Stock | 1.78K | 10 Feb 2022 | By 401(k) Plan | ||||||
| holding | DOW | Common Stock | 2.33K | 10 Feb 2022 | By 401(k) Plan ESOP |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Award | $0 | +21.7K | $0.00 | 21.7K | 10 Feb 2022 | Common Stock | 21.7K | $60.95 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment. |
| F2 | Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. |
| F3 | Amount of securities includes 33 shares previously reported as indirect beneficial ownership by spouse trust and 12.436 shares acquired through a dividend reinvestment arrangement that were not required to be reported under Rule 16a-11 and were inadvertently omitted from the Reporting Person's previous holdings. |
| F4 | This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes. |