Robert D. Kobbeman - Dec 31, 2021 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Role
Executive Vice President
Signature
/s/ Kent G Townsend, under Power of Attorney
Stock symbol
CFFN
Transactions as of
Dec 31, 2021
Transactions value $
$69,022
Form type
4
Date filed
1/3/2022, 10:59 AM
Previous filing
Nov 2, 2021
Next filing
Nov 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CFFN CFFN common stock 32.5K Dec 31, 2021 Direct
holding CFFN CFFN common stock 5.1K Dec 31, 2021 ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CFFN CFFN Phantom Stock 2021 Award $69K +6.09K $11.33 6.09K Dec 31, 2021 CFFN common stock 6.09K $11.33 Direct F1
holding CFFN CFFN Phantom Stock 2019 2.72K Dec 31, 2021 CFFN common stock 2.72K $13.73 Direct F1
holding CFFN CFFN Phantom Stock 2020 2.15K Dec 31, 2021 CFFN common stock 2.15K $12.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.