Suren Rana - Sep 30, 2024 Form 4 Insider Report for BrightSphere Investment Group Inc. (BSIG)

Role
President and CEO, Director
Signature
/s/ Richard J. Hart, Attorney-in-fact
Stock symbol
BSIG
Transactions as of
Sep 30, 2024
Transactions value $
-$12,934,721
Form type
4
Date filed
10/2/2024, 08:59 PM
Previous filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BSIG Common Stock Options Exercise $7.5M +750K +572.66% $10.00 881K Sep 30, 2024 Direct
transaction BSIG Common Stock Tax liability -$12.9M -509K -57.8% $25.40 372K Sep 30, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BSIG Employee Stock Option Options Exercise -$7.5M -750K -100% $10.00 0 Sep 30, 2024 Common Stock 750K $10.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 21, 2020, the reporting person was granted an option to purchase 1,500,000 shares of common stock of BrightSphere Investment Group Inc. The option vested in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023.