Barbara Trebbi - Jun 7, 2023 Form 4 Insider Report for BrightSphere Investment Group Inc. (BSIG)

Role
Director
Signature
/s/ Richard J. Hart, Attorney-in-fact
Stock symbol
BSIG
Transactions as of
Jun 7, 2023
Transactions value $
$0
Form type
4
Date filed
6/9/2023, 06:12 PM
Previous filing
Jun 8, 2022
Next filing
Jun 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BSIG Common Stock Options Exercise $0 +4.76K +14.94% $0.00 36.6K Jun 7, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BSIG Restricted Stock Units Options Exercise $0 -4.76K -100% $0.00* 0 Jun 7, 2023 Common Stock 4.76K Direct F1, F2
transaction BSIG Restricted Stock Units Award $0 +4.38K $0.00 4.38K Jun 8, 2023 Common Stock 4.38K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
F2 On June 8, 2022, the reporting person was granted 4,762 restricted stock units vesting upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2023.
F3 Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan.
F4 On June 8, 2023, the reporting person was granted 4,379 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc.