Robert J. Chersi - Jun 23, 2021 Form 4 Insider Report for BrightSphere Investment Group Inc. (BSIG)

Role
Director
Signature
/s/ Richard J. Hart, Attorney-in-fact
Stock symbol
BSIG
Transactions as of
Jun 23, 2021
Transactions value $
$0
Form type
4
Date filed
6/25/2021, 08:38 AM
Next filing
Jun 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BSIG Common Stock Options Exercise $0 +10.2K $0.00 10.2K Jun 23, 2021 Direct
holding BSIG Common Stock 38.2K Jun 23, 2021 By Robert J. Chersi 2012 Family Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BSIG Restricted Stock Units Options Exercise $0 -10.2K -100% $0.00* 0 Jun 23, 2021 Common Stock 10.2K Direct F2, F3
transaction BSIG Restricted Stock Units Award $0 +4.19K $0.00 4.19K Jun 24, 2021 Common Stock 4.19K Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is the trustee of the trust.
F2 Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
F3 On June 25, 2020, the reporting person was granted 10,215 restricted stock units vesting upon the earlier of June 25, 2021 and the date of the 2021 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 23, 2021.
F4 Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan.
F5 The restricted stock units vest upon the earlier of June 24, 2022 and the date of the 2022 annual meeting of stockholders of BrightSphere Investment Group Inc.