Papanier George T. - 31 Dec 2023 Form 4 Insider Report for Bally's Corp (BALY)

Role
President, Director
Signature
/s/ Victoria Ellis, Attorney-In-Fact
Issuer symbol
BALY
Transactions as of
31 Dec 2023
Net transactions value
-$182,084
Form type
4
Filing time
03 Jan 2024, 18:21:46 UTC
Previous filing
07 Nov 2023
Next filing
19 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALY Common Stock Options Exercise $0 +33,192 +8.1% $0.000000 442,590 31 Dec 2023 Direct
transaction BALY Common Stock Tax liability $182,084 -13,062 -3% $13.94 429,528 31 Dec 2023 Direct F1
holding BALY Common Stock 18,000 31 Dec 2023 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALY Restricted Stock Unit Options Exercise $0 -19,080 -100% $0.000000* 0 31 Dec 2023 Common Stock 19,080 Direct F2, F3
transaction BALY Restricted Stock Unit Options Exercise $0 -14,112 -16% $0.000000 71,428 31 Dec 2023 Common Stock 14,112 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 31, 2023, 33,192 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 13,062 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F2 Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
F3 On January 19, 2021, the reporting person was granted 57,241 restricted stock units vesting in three equal installments on December 31, 2021, December 31, 2022, and December 31, 2023, respectively.
F4 On February 15, 2023, the reporting person was granted 85,540 restricted stock units of which 14,112 will vest on December 31, 2023, 35,714 will vest on December 31, 2024 and 35,714 will vest on December 31, 2025.