Stephen H. Capp - Apr 30, 2022 Form 4 Insider Report for Bally's Corp (BALY)

Role
Executive Vice President, CFO
Signature
/s/ Victoria Ellis, Attorney-In-Fact
Stock symbol
BALY
Transactions as of
Apr 30, 2022
Transactions value $
-$100,292
Form type
4
Date filed
5/3/2022, 04:16 PM
Previous filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALY Common Stock Options Exercise $0 +4.27K +1.73% $0.00 251K Apr 30, 2022 Direct F1
transaction BALY Common Stock Award $0 +4.27K +1.7% $0.00 255K Apr 30, 2022 Direct F2
transaction BALY Common Stock Tax liability -$100K -3.36K -1.32% $29.84 252K Apr 30, 2022 Direct F3
holding BALY Common Stock 3K Apr 30, 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALY Restricted Stock Unit Options Exercise $0 -4.27K -100% $0.00* 0 Apr 30, 2022 Common Stock 4.27K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Stephen H. Capp is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 In accordance with the reporting person's separation agreement, 4,270 unvested restricted stock units vested on April 30, 2022.
F2 In accordance with the reporting person's separation agreement, 4,270 performance stock units were granted and vested on April 30, 2022.
F3 As described in footnotes 1 and 2, on April 30, 2022, the reporting person became entitled to receive 8,540 shares of the Company's common stock. The Company retained 3,361 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.