STEPHEN H. CAPP - 30 Apr 2022 Form 4 Insider Report for Bally's Corp (BALY)

Role
Executive Vice President, CFO
Signature
/s/ Victoria Ellis, Attorney-In-Fact
Issuer symbol
BALY
Transactions as of
30 Apr 2022
Net transactions value
-$100,292
Form type
4
Filing time
03 May 2022, 16:16:13 UTC
Previous filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALY Common Stock Options Exercise $0 +4,270 +1.7% $0.000000 250,908 30 Apr 2022 Direct F1
transaction BALY Common Stock Award $0 +4,270 +1.7% $0.000000 255,178 30 Apr 2022 Direct F2
transaction BALY Common Stock Tax liability $100,292 -3,361 -1.3% $29.84 251,817 30 Apr 2022 Direct F3
holding BALY Common Stock 3,000 30 Apr 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALY Restricted Stock Unit Options Exercise $0 -4,270 -100% $0.000000* 0 30 Apr 2022 Common Stock 4,270 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

STEPHEN H. CAPP is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 In accordance with the reporting person's separation agreement, 4,270 unvested restricted stock units vested on April 30, 2022.
F2 In accordance with the reporting person's separation agreement, 4,270 performance stock units were granted and vested on April 30, 2022.
F3 As described in footnotes 1 and 2, on April 30, 2022, the reporting person became entitled to receive 8,540 shares of the Company's common stock. The Company retained 3,361 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.