Marc A. Crisafulli - 30 Dec 2021 Form 4 Insider Report for Bally's Corp (BALY)

Role
EVP Strategy & Operations
Signature
/s/ Craig Eaton, Attorney-In-Fact
Issuer symbol
BALY
Transactions as of
30 Dec 2021
Net transactions value
-$1,181,507
Form type
4
Filing time
03 Jan 2022, 15:19:34 UTC
Next filing
09 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALY Common Stock Options Exercise $0 +36,510 +151% $0.000000 60,640 30 Dec 2021 Direct
transaction BALY Common Stock Tax liability $625,907 -16,554 -27% $37.81 44,086 30 Dec 2021 Direct F1
transaction BALY Common Stock Options Exercise $0 +10,014 +23% $0.000000 54,100 31 Dec 2021 Direct
transaction BALY Common Stock Tax liability $172,830 -4,541 -8.4% $38.06 49,559 31 Dec 2021 Direct F2
transaction BALY Common Stock Options Exercise $0 +21,757 +44% $0.000000 71,316 02 Jan 2022 Direct
transaction BALY Common Stock Tax liability $382,769 -10,057 -14% $38.06 61,259 02 Jan 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALY Restricted Stock Unit Options Exercise $0 -36,510 -33% $0.000000 73,019 30 Dec 2021 Common Stock 36,510 Direct F4, F5
transaction BALY Restricted Stock Unit Options Exercise $0 -10,014 -100% $0.000000* 0 31 Dec 2021 Common Stock 10,014 Direct F4, F6
transaction BALY Restricted Stock Unit Options Exercise $0 -21,757 -100% $0.000000* 0 02 Jan 2022 Common Stock 21,757 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 30, 2021, 36,510 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 16,554 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F2 On December 31, 2021, 10,014 shares of Company restricted stock units vested. The Company retained 4,541 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F3 On January 2, 2022, 21,757 shares of Company restricted stock units vested. The Company retained 10,057 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F4 Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
F5 On December 30, 2020, the reporting person was granted 109,529 restricted stock units which vests in equal installments on December 30, 2021, December 30, 2022, and December 30, 2023.
F6 On May 5, 2020, the reporting person was granted 20,027 restricted stock units which vest in two equal installments on December 31, 2020 and 2021.
F7 On January 2, 2020, the reporting person was granted 65,269 restricted stock units that vest in equal installments on January 15, 2020, January 2, 2021 and January 2, 2022.