Stephen H. Capp - Dec 31, 2021 Form 4 Insider Report for Bally's Corp (BALY)

Role
Executive Vice President, CFO
Signature
/s/ Victoria Ellis, Attorney-In-Fact
Stock symbol
BALY
Transactions as of
Dec 31, 2021
Transactions value $
-$587,913
Form type
4
Date filed
1/3/2022, 03:19 PM
Previous filing
Nov 9, 2021
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALY Common Stock Options Exercise $0 +13.1K +6.04% $0.00 229K Dec 31, 2021 Direct
transaction BALY Common Stock Options Exercise $0 +6.2K +2.7% $0.00 235K Dec 31, 2021 Direct
transaction BALY Common Stock Tax liability -$288K -7.58K -3.22% $38.06 228K Dec 31, 2021 Direct F1
transaction BALY Common Stock Options Exercise $0 +23.7K +10.42% $0.00 252K Jan 2, 2022 Direct
transaction BALY Common Stock Tax liability -$300K -7.87K -3.13% $38.06 244K Jan 2, 2022 Direct F2
holding BALY Common Stock 3K Dec 31, 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALY Restricted Stock Unit Options Exercise $0 -13.1K -100% $0.00* 0 Dec 31, 2021 Common Stock 13.1K Direct F3, F4
transaction BALY Restricted Stock Unit Options Exercise $0 -6.2K -32.61% $0.00 12.8K Dec 31, 2021 Common Stock 6.2K Direct F3, F5
transaction BALY Restricted Stock Unit Options Exercise $0 -23.7K -100% $0.00* 0 Jan 2, 2022 Common Stock 23.7K Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 31, 2021, 19,249 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 7,576 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F2 On January 2, 2022, 23,735 shares of Company restricted stock units vested. The Company retained 7,871 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F3 Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
F4 On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively.
F5 On February 23, 2021, the reporting person was granted 19,011 restricted stock units of which 6,199 and 12,812 will vest on December 31, 2021 and 2022, respectively.
F6 On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.