STEPHEN H. CAPP - 31 Dec 2021 Form 4 Insider Report for Bally's Corp (BALY)

Role
Executive Vice President, CFO
Signature
/s/ Victoria Ellis, Attorney-In-Fact
Issuer symbol
BALY
Transactions as of
31 Dec 2021
Net transactions value
-$587,913
Form type
4
Filing time
03 Jan 2022, 15:19:06 UTC
Previous filing
09 Nov 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALY Common Stock Options Exercise $0 +13,050 +6% $0.000000 229,232 31 Dec 2021 Direct
transaction BALY Common Stock Options Exercise $0 +6,199 +2.7% $0.000000 235,431 31 Dec 2021 Direct
transaction BALY Common Stock Tax liability $288,343 -7,576 -3.2% $38.06 227,855 31 Dec 2021 Direct F1
transaction BALY Common Stock Options Exercise $0 +23,735 +10% $0.000000 251,590 02 Jan 2022 Direct
transaction BALY Common Stock Tax liability $299,570 -7,871 -3.1% $38.06 243,719 02 Jan 2022 Direct F2
holding BALY Common Stock 3,000 31 Dec 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALY Restricted Stock Unit Options Exercise $0 -13,050 -100% $0.000000* 0 31 Dec 2021 Common Stock 13,050 Direct F3, F4
transaction BALY Restricted Stock Unit Options Exercise $0 -6,199 -33% $0.000000 12,812 31 Dec 2021 Common Stock 6,199 Direct F3, F5
transaction BALY Restricted Stock Unit Options Exercise $0 -23,735 -100% $0.000000* 0 02 Jan 2022 Common Stock 23,735 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 31, 2021, 19,249 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 7,576 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F2 On January 2, 2022, 23,735 shares of Company restricted stock units vested. The Company retained 7,871 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F3 Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
F4 On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively.
F5 On February 23, 2021, the reporting person was granted 19,011 restricted stock units of which 6,199 and 12,812 will vest on December 31, 2021 and 2022, respectively.
F6 On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.