Gustavo J. Vollmer A. - 28 Oct 2022 Form 4 Insider Report for Amerant Bancorp Inc. (AMTB)

Role
Director
Signature
/s/ Julio V. Pena, as Attorney-in-Fact for Gustavo J. Vollmer A.
Issuer symbol
AMTB
Transactions as of
28 Oct 2022
Net transactions value
-$3,581,751
Form type
4
Filing time
01 Nov 2022, 16:49:16 UTC
Previous filing
10 Jun 2022
Next filing
04 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTB Class A Common Stock Sale $615,913 -20,519 -2.7% $30.02 747,827 28 Oct 2022 See footnote F1, F2, F3
transaction AMTB Class A Common Stock Sale $887,012 -29,500 -3.9% $30.07 718,327 31 Oct 2022 See footnote F3, F4, F5
transaction AMTB Class A Common Stock Sale $2,078,827 -68,131 -9.5% $30.51 650,196 01 Nov 2022 See footnote F3, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 28, 2022, Winterland, Ltd., a corporation of which Mr. Gustavo J. Vollmer A. is the sole beneficial owner, sold 20,519 shares of Class A Common Stock.
F2 On October 28, 2022, Winterland Ltd. sold 20,519 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.00 to $30.17 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse.
F4 On October 31, 2022, Winterland, Ltd., a corporation of which Mr. Gustavo J. Vollmer A. is the sole beneficial owner, sold 29,500 shares of Class A Common Stock.
F5 On October 31, 2022, Winterland Ltd. sold 29,500 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.05 to $30.19 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6 On November 1, 2022, Winterland, Ltd., a corporation of which Mr. Gustavo J. Vollmer A. is the sole beneficial owner, sold 68,131 shares of Class A Common Stock.
F7 On November 1, 2022, Winterland Ltd. sold 68,131 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.25 to $30.85 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.