Gustavo J. Vollmer A. - 11 Feb 2022 Form 4 Insider Report for Amerant Bancorp Inc. (AMTB)

Role
Director
Signature
/s/ Julio V. Pena, as Attorney-in-Fact for Gustavo J. Vollmer A.
Issuer symbol
AMTB
Transactions as of
11 Feb 2022
Net transactions value
-$651,242
Form type
4
Filing time
15 Feb 2022, 16:39:07 UTC
Previous filing
11 Feb 2022
Next filing
18 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTB Class A Common Stock Sale $462,411 -13,404 -1.7% $34.50 781,697 11 Feb 2022 See footnote F1, F2, F3
transaction AMTB Class A Common Stock Sale $111,291 -3,345 -0.43% $33.27 778,352 14 Feb 2022 See footnote F3, F4, F5
transaction AMTB Class A Common Stock Sale $77,539 -2,306 -0.3% $33.62 776,046 14 Feb 2022 See footnote F3, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 11, 2022, Sassari Investments, C.V., a corporation of which Mr. Gustavo J. Vollmer A. is the beneficial owner of approximately 35.32%, sold 37,951 shares of Class A Common Stock. The 13,404 shares of Class A Common Stock reported reflect Mr. Vollmer's beneficial ownership of Sassari Investments C.V.
F2 On February 11, 2022, Sassari Investments, C.V. sold 37,951 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $34.12 to $35 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse.
F4 On February 14, 2022, Sassari Investments, C.V., a corporation of which Mr. Gustavo J. Vollmer A. is the beneficial owner of approximately 35.32%, sold 9,472 shares of Class A Common Stock. The 3,345 shares of Class A Common Stock reported reflect Mr. Vollmer's beneficial ownership of Sassari Investments C.V.
F5 On February 14, 2022, Sassari Investments, C.V. sold 9,472 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $33.13 to $33.3 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6 On February 14, 2022, Sassari Investments, C.V., a corporation of which Mr. Gustavo J. Vollmer A. is the beneficial owner of approximately 35.32%, sold 6,528 shares of Class A Common Stock. The 2,306 shares of Class A Common Stock reported reflect Mr. Vollmer's beneficial ownership of Sassari Investments C.V.
F7 On February 14, 2022, Sassari Investments, C.V. sold 6,528 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $33.5 to $34.42 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.