Gustavo J. Vollmer A. - 13 Dec 2021 Form 4 Insider Report for Amerant Bancorp Inc. (AMTB)

Role: Director
Signature: /s/ Julio V. Pena, as Attorney-in-Fact for Gustavo J. Vollmer A.
Issuer symbol: AMTB
Transactions as of: 13 Dec 2021
Net transactions value: -$120,786
Form type: 4
Filing time: 15 Dec 2021, 16:09:09 UTC
Previous filing: 10 Jun 2021
Next filing: 23 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMTB	Class B Common Stock	Other	$0	-9	-100%	$0.000000^*	0	18 Nov 2021	Direct	F1
transaction	AMTB	Class A Common Stock	Other	$0	+8	+1.5%	$0.000000	553	18 Nov 2021	Direct	F1
transaction	AMTB	Class B Common Stock	Other	$0	-61,804	-100%	$0.000000^*	0	18 Nov 2021	See footnote	F1, F2
transaction	AMTB	Class A Common Stock	Other	$0	+58,713	+7.7%	$0.000000	817,486	18 Nov 2021	See footnote	F1, F2
transaction	AMTB	Class A Common Stock	Sale	$78,724	-2,630	-0.32%	$29.93	814,856	13 Dec 2021	See footnote	F2, F3, F4
transaction	AMTB	Class A Common Stock	Sale	$42,062	-1,370	-0.17%	$30.70	813,486	14 Dec 2021	See footnote	F2, F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock.
F2	These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse.
F3	Inversiones Aefeve, C.A., a corporation of which Mr. Gustavo J. Vollmer A. is a 10% beneficial owner, sold 26,300 shares of Class A Common Stock. The 2,630 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A.
F4	On December 13, 2021, Inversiones Aefeve, C.A. sold 26,300 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $29.75 to $30.175 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5	Inversiones Aefeve, C.A. sold 13,700 shares of Class A Common Stock. The 1,370 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A.
F6	On December 14, 2021, Inversiones Aefeve, C.A. sold 13,700 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.28 to $31.15 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.