| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Jones Doug | Director, President & CMBO, Director | C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE | /s/ Derek W. Stark, attorney-in-fact for Mr. Jones | 03 Mar 2026 | 0001544302 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Common Stock | Tax liability | $156,649 | -1,704 | -5.5% | $91.93 | 29,088 | 28 Feb 2026 | Direct | F1, F2 |
| holding | PFSI | Common Stock | 15,337 | 28 Feb 2026 | The Jones Family Trust | ||||||
| holding | PFSI | Common Stock | 410,000 | 28 Feb 2026 | GR Family Investments LLC |
| Id | Content |
|---|---|
| F1 | Represents shares withheld for taxes upon vesting of restricted stock units. |
| F2 | The reported amount consists of 18,574 restricted stock units and 10,514 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |