| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SPECTOR DAVID | Chairman & CEO, Director | C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE | /s/ Derek W. Stark, attorney-in-fact for Mr. Spector | 03 Mar 2026 | 0001275713 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Common Stock | Tax liability | $284,707 | -3,097 | -0.57% | $91.93 | 541,837 | 28 Feb 2026 | Direct | F1, F2 |
| holding | PFSI | Common Stock | 90,604 | 28 Feb 2026 | ST Family Investment Company LLC |
| Id | Content |
|---|---|
| F1 | Represents shares withheld for taxes upon vesting of restricted stock units. |
| F2 | The reported amount consists of 37,841 restricted stock units and 503,996 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |