Loren A. Unterseher - Sep 12, 2022 Form 4 Insider Report for SkyWater Technology, Inc (SKYT)

Signature
/s/ Christopher Hilberg, Attorney-in-Fact
Stock symbol
SKYT
Transactions as of
Sep 12, 2022
Transactions value $
-$1,466,648
Form type
4
Date filed
9/14/2022, 04:06 PM
Previous filing
Sep 2, 2022
Next filing
Sep 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SKYT Common Stock Sale -$333K -29.8K -0.13% $11.18 22.2M Sep 12, 2022 See Note F1, F2
transaction SKYT Common Stock Sale -$883K -75.8K -0.34% $11.65 22.2M Sep 13, 2022 See Note F2, F3
transaction SKYT Common Stock Sale -$250K -20.7K -0.09% $12.07 22.1M Sep 13, 2022 See Note F2, F4
holding SKYT Common Stock 22.1K Sep 12, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 29,794 shares of common stock of the issuer sold by the reporting person in multiple transactions on September 12, 2022 with sale prices ranging from $11.00 to $11.56 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 The reporting person is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3 Reflects the weighted average price of 75,809 shares of common stock of the issuer sold by the reporting person in multiple transactions on September 13, 2022 with sale prices ranging from $11.00 to $11.995 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Reflects the weighted average price of 20,729 shares of common stock of the issuer sold by the reporting person in multiple transactions on September 13, 2022 with sale prices ranging from $12.00 to $12.19 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.