Scott L. Goldberg - 10 Feb 2023 Form 4/A - Amendment Insider Report for CNO Financial Group, Inc. (CNO)

Signature
Heidi M. Krings, Attorney-in-Fact
Issuer symbol
CNO
Transactions as of
10 Feb 2023
Net transactions value
-$152,482
Form type
4/A - Amendment
Filing time
12 Feb 2026, 17:41:53 UTC
Date Of Original Report
10 Feb 2023
Previous filing
29 Mar 2022
Next filing
03 Apr 2023

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Goldberg Scott L. President, Consumer Division C/O CNO FINANCIAL GROUP, INC., 11299 ILLINOIS STREET, SUITE 200, CARMEL Heidi M. Krings, Attorney-in-Fact 12 Feb 2026 0001740471

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNO Common Stock Options Exercise $280,700 +17,095 +12% $16.42 154,400 10 Feb 2023 Direct
transaction CNO Common Stock Sale $433,182 -17,095 -11% $25.34 137,305 10 Feb 2023 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CNO Employee Stock Option (Right to Buy) Options Exercise $0 -17,095 -100% $0.000000 0 10 Feb 2023 Common Stock 17,095 $16.42 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a Rule 10b5-1 trading plan adopted on November 11, 2022.
F2 Reflects the weighted average sale price. Shares were sold at prices ranging from $25.15 per share to $25.50 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.
F3 This amendment corrects (i) the presentation of the exercise of stock options and (ii) the amount of securities beneficially owned following the transactions reported on this Form 4/A.
F4 The stock options vested and became exercisable on February 25, 2018.
F5 The expiration date was February 25, 2025.