William R. Siemers - Apr 3, 2022 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Signature
/s/ Bill Siemers
Stock symbol
AB
Transactions as of
Apr 3, 2022
Transactions value $
$1,000,034
Form type
4
Date filed
4/5/2022, 05:06 PM
Previous filing
Dec 14, 2021
Next filing
Dec 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Award $1M +21.9K +82.01% $45.72 48.5K Apr 3, 2022 by rabbi trust under employee incentive comp plan F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 The date on which the Reporting Person accepted a restricted AB Holding Unit award offered to him by AB on March 24, 2022 (the "RSU Award"), by signing his Award agreement.
F3 The number of AB Holding Units awarded was determined by dividing the dollar amount of the award by $45.72, which was the closing price of an AB Holding Unit on March 24, 2022. The award will cliff vest, and all 21,873 AB Holding Units awarded (less an appropriate number of AB Holding Units to satisfy applicable withholdings), will be delivered to the Reporting Person on February 28, 2024 (subject to terms and conditions set forth in the Award agreement).
F4 The closing price on the NYSE of an AB Holding Unit (NYSE: AB) on March 24, 2022, the date on which the Award was offered to the Reporting Person.