William R. Siemers - 01 Dec 2021 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
SVP, Controller & CAO
Signature
/s/ Bill Siemers
Issuer symbol
AB
Transactions as of
01 Dec 2021
Net transactions value
-$51,498
Form type
4
Filing time
03 Dec 2021, 18:15:57 UTC
Next filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability $51,498 -1,031 -4.1% $49.95 23,973 01 Dec 2021 by rabbi trust under employee incentive comp plan F1, F2, F3
holding AB AB Holding Units 20,372 01 Dec 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On December 1, 2021, 4,097 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 1,031 AB Holding Units were withheld for tax purposes and 3,066 AB Holding Units were delivered to him.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021).