Eugene Farrell - Oct 14, 2021 Form 4 Insider Report for SMARTSHEET INC (SMAR)

Role
CSPO
Signature
/s/ Paul Porrini as attorney-in-fact for Gene Farrell
Stock symbol
SMAR
Transactions as of
Oct 14, 2021
Transactions value $
-$26,032
Form type
4
Date filed
10/18/2021, 07:05 PM
Previous filing
Sep 17, 2021
Next filing
Oct 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMAR Class A Common Stock Options Exercise $528 +100 +0.32% $5.28 31.5K Oct 14, 2021 Direct F1
transaction SMAR Class A Common Stock Sale -$7.04K -100 -0.32% $70.44 31.4K Oct 14, 2021 Direct F2
transaction SMAR Class A Common Stock Options Exercise $1.58K +300 +0.96% $5.28 31.7K Oct 15, 2021 Direct
transaction SMAR Class A Common Stock Sale -$21.1K -300 -0.95% $70.33 31.4K Oct 15, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMAR Stock Option (right to buy Class A Common Stock) Options Exercise $0 -100 -0.03% $0.00 387K Oct 14, 2021 Class A Common Stock 100 $5.28 Direct F4
transaction SMAR Stock Option (right to buy Class A Common Stock) Options Exercise $0 -300 -0.08% $0.00 387K Oct 15, 2021 Class A Common Stock 300 $5.28 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 137 shares of Class A Common Stock acquired under the issuer's employee stock purchase plan on September 24, 2021.
F2 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.32 to $70.345 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The option is fully vested and exercisable.