Eugene Farrell - 13 Aug 2021 Form 4 Insider Report for SMARTSHEET INC

Role
CSPO
Signature
/s/ Paul Porrini as attorney-in-fact for Gene Farrell
Issuer symbol
N/A
Transactions as of
13 Aug 2021
Net transactions value
-$155,992
Form type
4
Filing time
17 Aug 2021, 20:45:18 UTC
Previous filing
06 Aug 2021
Next filing
17 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMAR Class A Common Stock Options Exercise +1,089 +3.9% 28,866 13 Aug 2021 Direct F1
transaction SMAR Class A Common Stock Options Exercise +1,859 +6.4% 30,725 13 Aug 2021 Direct F1
transaction SMAR Class A Common Stock Options Exercise +2,765 +9% 33,490 13 Aug 2021 Direct F1
transaction SMAR Class A Common Stock Tax liability $155,992 -2,250 -6.7% $69.33 31,240 13 Aug 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMAR Restricted Stock Units (RSU) (Class A) Options Exercise $0 -1,089 -14% $0.000000 6,535 13 Aug 2021 Class A Common Stock 1,089 Direct F1, F3
transaction SMAR Restricted Stock Units (RSU) (Class A) Options Exercise $0 -1,859 -9.1% $0.000000 18,591 13 Aug 2021 Class A Common Stock 1,859 Direct F1, F4
transaction SMAR Restricted Stock Units (RSU) (Class A) Options Exercise $0 -2,765 -100% $0.000000* 0 13 Aug 2021 Class A Common Stock 2,765 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F2 Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
F3 The RSUs vested as to 25% of the total shares on February 15, 2020 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
F4 The RSUs vested as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
F5 The RSUs were granted under the 2019 Annual Incentive Plan and vested 100% on August 13, 2021.