Michael Arntz - 03 May 2021 Form 4/A - Amendment Insider Report for SMARTSHEET INC

Signature
/s/ Jolene Marshall as attorney-in-fact for Michael Arntz
Issuer symbol
N/A
Transactions as of
03 May 2021
Net transactions value
-$170,160
Form type
4/A - Amendment
Filing time
11 Oct 2023, 19:40:44 UTC
Date Of Original Report
05 May 2021
Next filing
18 May 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMAR Class A Common Stock Options Exercise $8,160 +3,000 +19% $2.72* 19,021 03 May 2021 Direct F1
transaction SMAR Class A Common Stock Sale $178,320 -3,000 -16% $59.44 16,021 03 May 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMAR Stock Option (right to buy Class A Common Stock) Options Exercise $0 -3,000 -0.99% $0.000000 301,500 03 May 2021 Class A Common Stock 3,000 $2.72 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This amended Form 4 is being filed solely to correct an inadvertent error in the sale price, number of securities acquired, disposed, and beneficially owned following the reported transactions on the Form 4 filed on May 05, 2021. All other information reported in the Form 4 remains the same.
F2 The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on January 7, 2021.
F3 The option is fully vested and exercisable.