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Signature
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/s/ Jolene Marshall as attorney-in-fact for Michael Arntz
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Stock symbol
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SMAR
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Transactions as of
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May 3, 2021
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Transactions value $
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-$170,160
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Form type
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4/A - Amendment
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Date filed
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10/11/2023, 07:40 PM
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Date Of Original Report
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May 5, 2021
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SMAR |
Class A Common Stock |
Options Exercise |
$8.16K |
+3K |
+18.73% |
$2.72* |
19K |
May 3, 2021 |
Direct |
F1 |
| transaction |
SMAR |
Class A Common Stock |
Sale |
-$178K |
-3K |
-15.77% |
$59.44 |
16K |
May 3, 2021 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SMAR |
Stock Option (right to buy Class A Common Stock) |
Options Exercise |
$0 |
-3K |
-0.99% |
$0.00 |
302K |
May 3, 2021 |
Class A Common Stock |
3K |
$2.72 |
Direct |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: