Michael Arntz - May 3, 2021 Form 4/A - Amendment Insider Report for SMARTSHEET INC (SMAR)

Role
Chief Revenue Officer
Signature
/s/ Jolene Marshall as attorney-in-fact for Michael Arntz
Stock symbol
SMAR
Transactions as of
May 3, 2021
Transactions value $
-$170,160
Form type
4/A - Amendment
Date filed
10/11/2023, 07:40 PM
Date Of Original Report
May 5, 2021
Next filing
May 18, 2021
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMAR Stock Option (right to buy Class A Common Stock) Options Exercise $0 -3K -0.99% $0.00 302K May 3, 2021 Class A Common Stock 3K $2.72 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This amended Form 4 is being filed solely to correct an inadvertent error in the sale price, number of securities acquired, disposed, and beneficially owned following the reported transactions on the Form 4 filed on May 05, 2021. All other information reported in the Form 4 remains the same.
F2 The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on January 7, 2021.
F3 The option is fully vested and exercisable.