Arie Belldegrun - May 16, 2024 Form 4 Insider Report for Allogene Therapeutics, Inc. (ALLO)

Role
Director
Signature
Earl Douglas, Attorney-in-fact
Stock symbol
ALLO
Transactions as of
May 16, 2024
Transactions value $
$5,999,999
Form type
4
Date filed
5/20/2024, 09:33 PM
Previous filing
Jan 31, 2024
Next filing
Jun 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALLO Common Stock Award $1M +345K +176.8% $2.90 540K May 16, 2024 See footnote F1, F2
transaction ALLO Common Stock Purchase $5M +1.72M $2.90 1.72M May 16, 2024 See footnote F3, F4
holding ALLO Common Stock 1.87M May 16, 2024 Direct
holding ALLO Common Stock 4.71M May 16, 2024 See footnote F5
holding ALLO Common Stock 1.8M May 16, 2024 See footnote F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were acquired directly from Allogene Therapeutics, Inc (the "Issuer") in a registered direct offering.
F2 The securities are held in the name of Bellco Legacy LLC. Bellco Legacy LLC is owned and managed by trusts controlled by the reporting person and Rebecka Belldegrun.
F3 Consists of 1,720,172 shares of common stock acquired by Vida Ventures III, L.P. and 3,965 shares of common stock acquired by Vida Ventures III A, L.P. from Goldman Sachs (the Underwriter) in a registered direct offering.
F4 The securities are held by Vida Ventures III, L.P. and Vida Ventures III-A, L.P. Vida Ventures GP III, LLC is the manager of Vida Ventures III, L.P. and Vida Ventures III-A, L.P. The reporting person is a Senior Managing Director of Vida Ventures GP III, LLC and may therefore be deemed to be the beneficial owner of the common shares held by Vida Ventures III, L.P. and Vida Ventures III-A, L.P. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F5 The securities are held in the name of Bellco Legacy Trust fbo Rebecka Belldegrun, of which the reporting person's spouse is trustee and beneficiary.
F6 The securities are held by Vida Ventures LLC (Vida), of which VV Manager LLC is the manager. There porting person is a Senior Managing Director of VV Manager LLC and may therefore be deemed to be the beneficial owner of the common shares held by Vida. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.