Stephen Cavoli - 31 Jan 2026 Form 4/A - Amendment Insider Report for Virtu Financial, Inc. (VIRT)

Role
EVP
Signature
Justin Waldie, as Attorney-in-Fact
Issuer symbol
VIRT
Transactions as of
31 Jan 2026
Net transactions value
$0
Form type
4/A - Amendment
Filing time
04 Feb 2026, 16:08:32 UTC
Date Of Original Report
03 Feb 2026
Previous filing
18 Feb 2025
Next filing
05 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Cavoli Stephen EVP C/O VIRTU FINANCIAL, INC., 1633 BROADWAY, NEW YORK Justin Waldie, as Attorney-in-Fact 04 Feb 2026 0001736674

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VIRT Class A common stock Options Exercise +37,500 +24% 195,203 31 Jan 2026 Direct F1
transaction VIRT Class A common stock Tax liability -19,144 -9.8% 176,059 31 Jan 2026 Direct F2
transaction VIRT Class A common stock Award +37,500 +21% 213,559 31 Jan 2026 Direct F3
transaction VIRT Class A common stock Tax liability -19,144 -9% 194,415 31 Jan 2026 Direct F2
transaction VIRT Class A common stock Options Exercise +10,309 +5.3% 204,724 02 Feb 2026 Direct F4
transaction VIRT Class A common stock Tax liability -5,263 -2.6% 199,461 02 Feb 2026 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VIRT Restricted Stock Unit Options Exercise $0 -37,500 -41% $0.000000 54,798 31 Jan 2026 Class A common stock 37,500 Direct F1, F5
transaction VIRT Restricted Stock Unit Award $0 +37,500 +68% $0.000000 92,298 31 Jan 2026 Class A common stock 37,500 Direct F6, F7
transaction VIRT Restricted Stock Unit Options Exercise $0 -10,309 -11% $0.000000 81,989 02 Feb 2026 Class A common stock 10,309 Direct F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2024 and vested and settled in shares of Class A common stock on January 31, 2026. The RSUs were granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli.
F2 Shares of Class A common stock withheld for tax by the Issuer in relation to the settlement of vested RSUs in accordance with the Issuer's Second Amended and Restated 2015 Management Incentive Plan.
F3 37,500 shares of class A common stock were earned as a result of the Issuer's achievement of associated performance objective for 2025 and vested on January 31, 2026. The shares were granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli.
F4 Shares of Class A common stock issued in settlement of vested RSUs granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.
F5 The RSUs vested January 31, 2026.
F6 37,500 RSUs were earned as a result of the Issuer's achievement of associated performance objective for 2025. The RSUs were granted under the Issuer's Second Amended and Restated 2015 Management Incentive pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli.
F7 The RSUs vest January 31, 2027.
F8 Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F9 The RSUs vested on February 2, 2026.

Remarks:

Amendment corrects transaction codes in Table I box 3 for withheld shares.