Philip Mazzara - Nov 7, 2024 Form 4 Insider Report for Astera Labs, Inc. (ALAB)

Signature
/s/ Philip Mazzara
Stock symbol
ALAB
Transactions as of
Nov 7, 2024
Transactions value $
-$4,822,077
Form type
4
Date filed
11/12/2024, 04:31 PM
Previous filing
Oct 11, 2024
Next filing
Nov 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALAB Common Stock Sale -$994K -10.5K -3.49% $94.78 290K Nov 7, 2024 Direct F1, F2
transaction ALAB Common Stock Sale -$562K -5.86K -2.02% $95.99 284K Nov 7, 2024 Direct F1, F3
transaction ALAB Common Stock Sale -$1.62M -16.7K -5.87% $96.90 268K Nov 7, 2024 Direct F1, F4
transaction ALAB Common Stock Sale -$510K -5.2K -1.94% $97.98 262K Nov 7, 2024 Direct F1, F5
transaction ALAB Common Stock Sale -$296K -3K -1.14% $98.79 259K Nov 7, 2024 Direct F1, F6
transaction ALAB Common Stock Sale -$76.2K -764 -0.29% $99.68 259K Nov 7, 2024 Direct F1, F7
transaction ALAB Common Stock Sale -$226K -2.4K -0.93% $93.97 256K Nov 8, 2024 Direct F1, F8
transaction ALAB Common Stock Sale -$171K -1.8K -0.7% $95.00 254K Nov 8, 2024 Direct F1, F9
transaction ALAB Common Stock Sale -$125K -1.3K -0.51% $96.04 253K Nov 8, 2024 Direct F1, F10
transaction ALAB Common Stock Sale -$116K -1.19K -0.47% $97.36 252K Nov 8, 2024 Direct F1, F11
transaction ALAB Common Stock Sale -$98.5K -1K -0.4% $98.52 251K Nov 8, 2024 Direct F1, F12
transaction ALAB Common Stock Sale -$30.5K -308 -0.12% $99.14 251K Nov 8, 2024 Direct F1, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2024.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $94.4400 to $95.4300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $95.4800 to $96.4700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.4800 to $97.4500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.4950 to $98.4700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.5100 to $99.0500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $99.5400 to $99.7900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $93.4300 to $94.4000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $94.4500 to $95.4400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $95.4900 to $96.2200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.8300 to $97.6600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.9300 to $98.7500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.9700 to $99.2600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.