| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALNY | Common Stock | Options Exercise | $1.78M | +30K | $59.25 | 30K | Feb 29, 2024 | Direct | F1 | |
| transaction | ALNY | Common Stock | Sale | -$1.96M | -13K | -43.35% | $150.60 | 17K | Feb 29, 2024 | Direct | F1, F2 |
| transaction | ALNY | Common Stock | Sale | -$2.05M | -13.6K | -79.77% | $151.43 | 3.44K | Feb 29, 2024 | Direct | F1, F3 |
| transaction | ALNY | Common Stock | Sale | -$139K | -915 | -26.61% | $152.40 | 2.52K | Feb 29, 2024 | Direct | F1, F4 |
| transaction | ALNY | Common Stock | Sale | -$293K | -1.91K | -75.54% | $153.62 | 617 | Feb 29, 2024 | Direct | F1, F5 |
| transaction | ALNY | Common Stock | Sale | -$15.6K | -101 | -16.37% | $154.07 | 516 | Feb 29, 2024 | Direct | F1, F6 |
| transaction | ALNY | Common Stock | Sale | -$80.8K | -516 | -100% | $156.54 | 0 | Feb 29, 2024 | Direct | F1, F7 |
| holding | ALNY | Common Stock | 267K | Feb 29, 2024 | by Trust | F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALNY | Stock Option (right to buy) | Options Exercise | $0 | -30K | -100% | $0.00* | 0 | Feb 29, 2024 | Common Stock | 30K | $59.25 | Direct | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023. The 30,000 options exercised and sold by the reporting person were due to expire on June 4, 2024. |
| F2 | The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $150.00 to $151.00. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F3 | The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $151.01 to $151.99. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F4 | The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $152.02 to $152.91. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F5 | The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $153.04 to $154.03. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F6 | The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $154.06 to $154.99. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F7 | The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $156.15 to $156.98. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F8 | Includes shares held by the Phillip A. Sharp Revocable Trust, of which the reporting person and his spouse are co-trustees. Also includes shares held in trust for the benefit of the reporting persons children, of which the reporting persons children and spouse are the trustees. |